share, equity, stock 股票、股权

bond, debenture, debts 债券
 
negotiable share 可流通股份

convertible bond 可转换债券

treasury /government bond 国库券/政府债券 

corporate bond 企业债券

closed-end securities investment fund 封闭式证券投资基金

fund manager 基金经理/管理公司

open-end securities investment fund 开放式证券投资基金

fund custodian bank 基金托管银行

market capitalization 市值

p/e (price/earning) ratio 市盈率

mark-to-market 逐日盯市

payment versus delivery 银券交付

clearing and settlement 清算/结算

commodity/financial derivatives 商品/金融衍生产品 
 
put / call option 看跌/看涨期权

margins, collateral 保证金

rights issue/offering 配股

bonus share 红股

ADR(American Depository Receipt)美国存托凭证/存股证 

dividend 红利/股息

GDR(Global Depository Receipt) 全球存托凭证/存股证

retail / private investor 个人投资者/散户

institutional investor 机构投资者

broker/dealer 券商

proprietary trading 自营

insider trading/dealing 内幕交易

market manipulation 市场操纵 prospectus招股说明书

IPO(Initial Public Offering) 新股初始公开发行
 
merger and acquisition收购兼并

securities 证券 warrant 认股权证

premium 溢价

raised capital/proceeds 筹资

share capital 股本

component index 成份指数

composite index 综合指数

turnover rate 换手率

capital market 资本市场

monetary market 货币市场

liquidity 流通性

hedge fund 对冲基金

highly-leveraged institutions(HLI) 高杠杆交易机构
 
self-regulatory organization(SRO)自律组织

subscribe 申购

issuer 发行人

underwriter承销商

intermediary 中介机构

road show 路演

secondary listing 第二上市

primary market 一级市场

secondary market 二级市场

information disclosure 信息披露

controlling shareholder 控股股东

blue chips 蓝筹股

red chips红筹股

gilt-edged bond 金边债券

junk bond 立即债券

rating agency 评级机构

securities loan 融券

credit trading 信用交易

financing 融资

open/close a position 建/平仓