第二节证券上市

    Section Il Stock Listing

    第四十三条股份有限公司申请其股票上市交易，必须报经国务院证券监督管理机构核准。

    Article 43. When a limited liability company applies to have its stocks listed, it shall submit an application to the securities regulatory body of the State Council for approval.

    国务院证券监督管理机构可以授权证券交易所依照法定条件和法定程序核准股票上市申请。

    The securities regulatory body of the State Council may empower a security exchange to approve stock listings in line with legally prescribed conditions and procedures.

    第四十四条国家鼓励符合产业政策同时又符合上市条件的公司股票上市交易。

    Article 44. The state encourages companies that conform with the policy for encouraging industrial development and also meet the conditions for stock listing to have their stocks listed.

    第四十五条向国务院证券监督管理机构提出股票上市交易申请时，应当提交下列文件：

    Article 45. The following documents shall be submitted together with an application to the securities regulatory body of the State Council to have one's stock listed and traded at the exchange:

    （一）上市报告书；

    (1) The listing report;

    （二）申请上市的股东大会决议；

    (2) The decision made by the shareholders' meeting to have the company listed;

    （三）公司章程；

    (3) The company's articles of incorporation;

    （四）公司营业执照；

    (4) The company's business license;

    （五）经法定验证机构验证的公司最近三年的或者公司成立以来的财务会计报告；

    (5) Balance sheets for the most recent three years, or since the company's founding, certified by a certifying organization;

    （六）法律意见书和证券dvice and recommendation of the securities company;

    （七）最近一次的招股说明书。

    and (7) The latest prospectus.

    第四十六条股票上市交易申请经国务院证券监督管理机构核准后，其发行人应当向证券交易所提交核准文件和前条规定的有关文件。

    Article 46. After the application for stock listing is approved by the securities regulatory body under the State Council, the issuer shall submit to the stock exchange the approved document and relevant documents listed in the preceding article.

    证券交易所应当自接到该股票发行人提交的前款规定的文件之日起六个月内，安排该股票上市交易。

   
    The stock exchange shall arrange the listing of the said stock within six months after receipt from the issuer of the documents listed in the preceding paragraph.

    第四十七条股票上市交易申请经证券交易所同意后，上市公司应当在上市交易的五日前公告经核准的股票上市的有关文件，并将该文件置备于指定场所供公众查阅。

    Article 47 After the application for listing its stocks is approved by the stock exchanges, a listed company shall publish relevant documents concerning the approved listed stocks five days before trade of listed stocks begins. The said documents shall also be placed at appointed places for the public to read.